13-1041.00

Compliance Officers

Examine, evaluate, and investigate eligibility for or conformity with laws and regulations governing contract compliance of licenses and permits, and perform other compliance and enforcement inspection and analysis activities not classified elsewhere.

Career Cluster:Management & Entrepreneurship
Job Family:Business and Financial Operations
Job Zone:Job Zone Four: Considerable Preparation Needed
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Technology Tools

Microsoft AccessMicrosoft ExcelMicrosoft Office softwareMicrosoft OutlookMicrosoft PowerPointMicrosoft WindowsMicrosoft Word

Key Tasks

  • Issue licenses to individuals meeting standards.
  • Collect fees for licenses.
  • Warn violators of infractions or penalties.
  • Administer oral, written, road, or flight tests to license applicants.
  • Visit establishments to verify that valid licenses or permits are displayed and that licensing standards are being upheld.
  • Evaluate applications, records, or documents to gather information about eligibility or liability issues.
  • Advise licensees or other individuals or groups concerning licensing, permit, or passport regulations.
  • Prepare reports of activities, evaluations, recommendations, or decisions.
  • Score tests and observe equipment operation and control to rate ability of applicants.
  • Report law or regulation violations to appropriate boards or agencies.
  • Confer with or interview officials, technical or professional specialists, or applicants to obtain information or to clarify facts relevant to licensing decisions.
  • Prepare correspondence to inform concerned parties of licensing decisions or appeals processes.
  • Keep informed regarding pending industry changes, trends, or best practices.
  • Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
  • Identify compliance issues that require follow-up or investigation.
  • Provide assistance to internal or external auditors in compliance reviews.

Skills

Reading Comprehension
75%
Speaking
72%
Writing
69%
Active Listening
69%
Judgment and Decision Making
66%
Social Perceptiveness
63%
Critical Thinking
63%
Monitoring
60%
Persuasion
56%
Time Management
56%
Complex Problem Solving
56%
Coordination
53%
Negotiation
53%
Service Orientation
53%
Active Learning
50%
Instructing
47%
Learning Strategies
47%
Systems Analysis
44%
Management of Personnel Resources
44%
Systems Evaluation
41%
Mathematics
28%
Operations Monitoring
28%
Quality Control Analysis
28%
Operation and Control
22%
Management of Material Resources
22%
Management of Financial Resources
22%
Troubleshooting
16%
Programming
16%
Technology Design
10%
Operations Analysis
6%
Repairing
0%
Installation
0%
Science
0%
Equipment Selection
0%
Equipment Maintenance
0%

Knowledge

Law and Government
78%
English Language
75%
Customer and Personal Service
74%
Public Safety and Security
59%
Computers and Electronics
56%
Administration and Management
54%
Administrative
53%
Education and Training
50%
Telecommunications
41%
Psychology
40%
Mathematics
38%
Communications and Media
33%
Therapy and Counseling
30%
Transportation
29%
Sociology and Anthropology
28%
Foreign Language
26%
Medicine and Dentistry
25%
Philosophy and Theology
24%
Economics and Accounting
18%
Mechanical
16%
Production and Processing
16%
Geography
15%
Personnel and Human Resources
14%
Biology
13%
Chemistry
13%
Physics
11%
History and Archeology
10%
Building and Construction
9%
Engineering and Technology
8%
Fine Arts
4%
Design
4%
Sales and Marketing
3%
Food Production
0%

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Abilities

Oral Expression
75%
Oral Comprehension
75%
Written Comprehension
75%
Written Expression
75%
Deductive Reasoning
72%
Problem Sensitivity
69%
Information Ordering
69%
Near Vision
63%
Speech Recognition
63%
Inductive Reasoning
63%
Speech Clarity
63%
Category Flexibility
60%
Fluency of Ideas
50%
Selective Attention
50%
Far Vision
47%
Flexibility of Closure
47%
Originality
47%
Perceptual Speed
44%
Time Sharing
41%
Speed of Closure
41%
Visual Color Discrimination
41%
Hearing Sensitivity
38%
Memorization
38%
Visualization
38%
Auditory Attention
31%
Number Facility
31%
Trunk Strength
28%
Mathematical Reasoning
28%
Depth Perception
25%
Extent Flexibility
22%
Multilimb Coordination
22%
Spatial Orientation
22%
Glare Sensitivity
22%
Wrist-Finger Speed
22%
Gross Body Coordination
19%
Reaction Time
19%
Stamina
19%
Finger Dexterity
19%
Peripheral Vision
19%
Gross Body Equilibrium
19%
Rate Control
19%
Response Orientation
19%
Arm-Hand Steadiness
16%
Night Vision
16%
Sound Localization
16%
Static Strength
16%
Explosive Strength
16%
Dynamic Strength
16%
Control Precision
16%
Manual Dexterity
16%
Speed of Limb Movement
0%
Dynamic Flexibility
0%

Work Activities

Getting Information
91%
Documenting/Recording Information
87%
Evaluating Information to Determine Compliance with Standards
87%
Communicating with People Outside the Organization
84%
Processing Information
84%
Performing for or Working Directly with the Public
81%
Identifying Objects, Actions, and Events
80%
Working with Computers
80%
Communicating with Supervisors, Peers, or Subordinates
80%
Making Decisions and Solving Problems
76%
Analyzing Data or Information
74%
Monitoring Processes, Materials, or Surroundings
72%
Performing Administrative Activities
70%
Organizing, Planning, and Prioritizing Work
70%
Updating and Using Relevant Knowledge
65%
Interpreting the Meaning of Information for Others
63%
Resolving Conflicts and Negotiating with Others
60%
Providing Consultation and Advice to Others
60%
Establishing and Maintaining Interpersonal Relationships
59%
Scheduling Work and Activities
57%
Developing Objectives and Strategies
51%
Inspecting Equipment, Structures, or Materials
51%
Judging the Qualities of Objects, Services, or People
50%
Operating Vehicles, Mechanized Devices, or Equipment
50%
Thinking Creatively
49%
Developing and Building Teams
49%
Performing General Physical Activities
48%
Estimating the Quantifiable Characteristics of Products, Events, or Information
45%
Coordinating the Work and Activities of Others
44%
Coaching and Developing Others
43%
Training and Teaching Others
43%
Assisting and Caring for Others
42%
Handling and Moving Objects
36%
Controlling Machines and Processes
34%
Guiding, Directing, and Motivating Subordinates
32%
Selling or Influencing Others
26%
Monitoring and Controlling Resources
23%
Repairing and Maintaining Electronic Equipment
23%
Staffing Organizational Units
20%
Drafting, Laying Out, and Specifying Technical Devices, Parts, and Equipment
18%
Repairing and Maintaining Mechanical Equipment
17%

Work Context

Contact With Others

How much does this job require the worker to be in contact with others (face-to-face, by telephone, or otherwise) in order to perform it?

95%

Deal With External Customers or the Public in General

How important is it to deal with external customers (as in retail sales) or the public in general (as in police work) in this job?

94%

Face-to-Face Discussions with Individuals and Within Teams

How frequently does your job require face-to-face discussions with individuals and within teams?

87%

Importance of Being Exact or Accurate

How important is being very exact or highly accurate in performing this job?

87%

Telephone Conversations

How often do you have telephone conversations in this job?

87%

Work With or Contribute to a Work Group or Team

How important is it to work with or contribute to a work group or team in this job?

85%

Dealing With Unpleasant, Angry, or Discourteous People

How frequently does the worker have to deal with unpleasant, angry, or discourteous individuals as part of the job requirements?

76%

E-Mail

How frequently does your job require you to use E-mail?

74%

Importance of Repeating Same Tasks

How important are continuous, repetitive, physical activities (like key entry) or mental activities (like checking entries in a ledger) to performing this job?

74%

Spend Time Sitting

How much does this job require sitting?

71%

Physical Proximity

To what extent does this job require the worker to perform job tasks physically close to other people?

70%

Indoors, Environmentally Controlled

How often does this job require working indoors in an environmentally controlled environment (like a warehouse with air conditioning)?

69%

Frequency of Decision Making

How often is the worker required to make decisions that affect other people, the financial resources, and/or the image and reputation of the organization?

68%

Freedom to Make Decisions

How much decision making freedom, without supervision, does the job offer?

67%

Written Letters and Memos

How frequently does your job require written letters and memos?

67%

In an Enclosed Vehicle or Operate Enclosed Equipment

How often does this job require working in a closed vehicle or operate enclosed equipment (like a car)?

66%

Conflict Situations

How frequently are there conflict situations the employee has to face in this job?

64%

Coordinate or Lead Others in Accomplishing Work Activities

How important is it to coordinate or lead others (not as a supervisor or team leader) in accomplishing work activities in this job?

64%

Impact of Decisions on Co-workers or Company Results

What results do your decisions usually have on other people or the image or reputation or financial resources of your employer?

64%

Spend Time Making Repetitive Motions

How much does this job require making repetitive motions?

64%

Consequence of Error

How serious would the result usually be if the worker made a mistake that was not easily correctable?

63%

Outdoors, Exposed to All Weather Conditions

How often does this job require working outdoors, exposed to all weather conditions?

63%

Time Pressure

How often does this job require the worker to meet strict deadlines?

63%

Exposed to Extremely Bright or Inadequate Lighting Conditions

How often does this job require working in extremely bright or inadequate lighting conditions?

60%

Determine Tasks, Priorities and Goals

How much freedom does the worker have in determining the tasks, priorities, or goals of the job?

58%

Exposed to Sounds, Noise Levels that are Distracting or Uncomfortable

How often does this job require working exposed to sounds and noise levels that are distracting or uncomfortable?

58%

Exposed to Contaminants

How often does this job require working exposed to contaminants (such as pollutants, gases, dust or odors)?

55%

Exposed to Disease or Infections

How often does this job require exposure to disease/infections?

51%

Exposed to Very Hot or Cold Temperatures

How often does this job require working in very hot (above 90 F degrees) or very cold (below 32 F degrees) temperatures?

48%

Exposed to Cramped Work Space, Awkward Positions

How often does this job require working in cramped work spaces that requires getting into awkward positions?

45%

Spend Time Using Your Hands to Handle, Control, or Feel Objects, Tools, or Controls

How much does this job require using your hands to handle, control, or feel objects, tools or controls?

45%

Level of Competition

To what extent does this job require the worker to compete or to be aware of competitive pressures?

43%

Degree of Automation

How automated is the job?

38%

Spend Time Bending or Twisting Your Body

How much does this job require bending or twisting your body?

38%

Indoors, Not Environmentally Controlled

How often does this job require working in an environment that is not environmentally controlled (like a warehouse without air conditioning)?

37%

Spend Time Standing

How much does this job require standing?

37%

Dealing with Violent or Physically Aggressive People

How frequently does this job require the worker to deal with physical aggression of violent individuals?

36%

Exposed to Hazardous Equipment

How often does this job require exposure to hazardous equipment?

36%

Public Speaking

How frequently does your job require public speaking (one speaker with an audience)?

35%

Work Outcomes and Results of Other Workers

How responsible is the worker for work outcomes and results of other workers?

33%

Health and Safety of Other Workers

How much responsibility is there for the health and safety of others in this job?

32%

Outdoors, Under Cover

How often does this job require working outdoors, under cover (like in an open shed)?

32%

Wear Common Protective or Safety Equipment such as Safety Shoes, Glasses, Gloves, Hearing Protection, Hard Hats, or Life Jackets

How often does this job require wearing common protective or safety equipment such as safety shoes, glasses, gloves, hearing protection, hard hats or life-jackets?

32%

Exposed to Minor Burns, Cuts, Bites, or Stings

How often does this job require exposure to minor burns, cuts, bites, or stings?

31%

Spend Time Walking or Running

How much does this job require walking or running?

30%

Exposed to Hazardous Conditions

How often does this job require exposure to hazardous conditions?

24%

Spend Time Kneeling, Crouching, Stooping, or Crawling

How much does this job require kneeling, crouching, stooping or crawling?

24%

Pace Determined by Speed of Equipment

How important is it to this job that the pace is determined by the speed of equipment or machinery? (This does not refer to keeping busy at all times on this job.)

18%

In an Open Vehicle or Operating Equipment

How often does this job require working in an open vehicle or operating equipment (like a tractor)?

14%

Spend Time Keeping or Regaining Balance

How much does this job require keeping or regaining your balance?

11%

Exposed to High Places

How often does this job require exposure to high places?

9%

Wear Specialized Protective or Safety Equipment such as Breathing Apparatus, Safety Harness, Full Protection Suits, or Radiation Protection

How often does this job require wearing specialized protective or safety equipment such as breathing apparatus, safety harness, full protection suits, or radiation protection?

9%

Exposed to Radiation

How often does this job require exposure to radiation?

7%

Exposed to Whole Body Vibration

How often does this job require exposure to whole body vibration (like operating a jackhammer or earth moving equipment)?

7%

Spend Time Climbing Ladders, Scaffolds, or Poles

How much does this job require climbing ladders, scaffolds, poles, etc.?

2%

Interests

Conventional

Work involves following procedures and regulations to organize information or data, typically in a business setting. Conventional occupations are often associated with office work, accounting, mathematics/statistics, information technology, finance, or hum

89

Enterprising

Work involves managing, negotiating, marketing, or selling, typically in a business setting, or leading or advising people in political and legal situations. Enterprising occupations are often associated with business initiatives, sales, marketing/advertis

51

Investigative

Work involves studying and researching non-living objects, living organisms, disease or other forms of impairment, or human behavior. Investigative occupations are often associated with physical, life, medical, or social sciences, and can be found in the f

34

Social

Work involves helping, teaching, advising, assisting, or providing service to others. Social occupations are often associated with social, health care, personal service, teaching/education, or religious activities.

33

Realistic

Work involves designing, building, or repairing of equipment, materials, or structures, engaging in physical activity, or working outdoors. Realistic occupations are often associated with engineering, mechanics and electronics, construction, woodworking, t

26

Artistic

Work involves creating original visual artwork, performances, written works, food, or music for a variety of media, or applying artistic principles to the design of various objects and materials. Artistic occupations are often associated with visual arts,

0

Work Styles

Integrity
98%
Attention to Detail
86%
Dependability
86%
Cautiousness
75%
Self-Control
61%
Perseverance
49%
Stress Tolerance
48%
Cooperation
47%
Sincerity
43%
Self-Confidence
40%
Achievement Orientation
36%
Social Orientation
36%
Leadership Orientation
33%
Intellectual Curiosity
29%
Initiative
22%
Empathy
21%
Humility
21%
Adaptability
17%
Tolerance for Ambiguity
15%
Optimism
13%

Work Values

Relationships
67%
Independence
61%
Support
61%
Achievement
50%
Working Conditions
50%
Recognition
39%

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